Overview

M3 is designed to provide financial services consultants with a good understanding of the ethical culture, code of professional conduct, and Fair Dealing Guidelines required in the financial planning industry. This class covers the important elements in conducting client’s financial planning in an ethical manner to uphold a high ethical standard for the financial market.

Participants who are Singapore Citizens or Singapore Permanent Residents (SPR) sponsored by Company or Individuals are eligible for the Skills Development Fund (SDF) Funding administrated by the SkillsFuture Singapore Agency (SSG). Individuals can however apply for SkillsFuture Credits to pay for their training (only applicable for Singaporeans aged 25 and above). For further informations, log on to myskillsfuture.gov.sg.

Course Content

1. Definition of Ethics
2. The Importance of Ethics in Financial Planning
3. Code of Ethics for the Financial Services Industry
4. Code of Professional Conduct and Market Practices
5. Market Misconduct
6. Threats to Financial Industry Compliance
7. Fair Dealing Guidelines
8. Personal Data Protection Act
9. Obligation & Do Not Call Provisions
10. Financial Advisory Industry Review “FAIR”

Course Objective

Certified Financial Services Consultant Module 3 (CFSC M3) is the 3rd module under CFSC programme. It has been designed to provide Financial Services Consultants and individuals who are keen to have a good understanding of the ethical culture, code of professional conduct and Fair Dealing Guidelines under financial planning industry. This course covers and guides you on the important elements of conducting the client’s financial planning in an ethical manner to uphold a high ethical standard for the financial market and achieving a win-win situation for everyone in the long run.

For Whom

Participants who are keen to embark on an exciting career in financial planning

Entry Requirement

In the process of completing or have completed Certified Financial Service Consultant Module 1&2

Certification

Upon successful completion of the course, a Certificate from Global Training Services, will be issued to all successful participants.

1. Definition of Ethics
2. The Importance of Ethics in Financial Planning
3. Code of Ethics for the Financial Services Industry
4. Code of Professional Conduct and Market Practices
5. Market Misconduct
6. Threats to Financial Industry Compliance
7. Fair Dealing Guidelines
8. Personal Data Protection Act
9. Obligation & Do Not Call Provisions
10. Financial Advisory Industry Review “FAIR”

Certified Financial Services Consultant Module 3 (CFSC M3) is the 3rd module under CFSC programme. It has been designed to provide Financial Services Consultants and individuals who are keen to have a good understanding of the ethical culture, code of professional conduct and Fair Dealing Guidelines under financial planning industry. This course covers and guides you on the important elements of conducting the client’s financial planning in an ethical manner to uphold a high ethical standard for the financial market and achieving a win-win situation for everyone in the long run.

Participants who are keen to embark on an exciting career in financial planning

In the process of completing or have completed Certified Financial Service Consultant Module 1&2

Upon successful completion of the course, a Certificate from Global Training Services, will be issued to all successful participants.